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Portfolio Management

Our advanced strategy focuses on leveraged instruments, primarily on FX Majors, minor currency pairs, major stock indices and commodities.

Our highly experienced team manages investment portfolios in accordance to clients’ mandates as well as discretionary basis.  The customized portfolios we are offering are based on the risk profile and investment horizon dictated by each clients’ risk appetite. 

We use strategies to balance the risk and seek positive returns by closely monitoring the markets fluctuations and taking advantage of risk-return opportunities.

Our decision-making process is based on a combination of event driven, technical and fundamental analysis.  We are trying to pick correlations continuously between financial instruments on a high frequency basis.  A diversification in the trading portfolio – trading on different instruments rather than one – will help in reducing exposure in only a single asset class.

Clients for Portfolio Management are individuals, organisations, investment managers pension and provident funds. The portfolios can be prepared by our Portfolio Management team or by client in case of investment managers.

Investment Advice

Investing your hard-earned money is a very important decision. Value and growth can be found in all sectors of the market and we provide investment advice tailored to your needs and investment profile.Our certified Financial Advisory professionals analyze clients’ investment objectives, risk tolerance and financial needs for the provision of the investment approach that suit the clients’ requirements. Investments carry a certain degree of risk.  For more details, please refer to our Risk Disclosure Policy.

Safekeeping, a core financial service

We carry out all due care, skill and diligence in the selection and appointment of reputable credit institutions in which the funds will be deposited.  We take all the necessary measures to ensure that client’s funds are safe and always treated as belonging to the client.  Client’s account is set apart from the Company’s account, in such a way that we are able to identify which funds belong to who and that under no circumstances they are used for any other purposes than the provision of services requested by the client.

We are preparing reconciliations of funds on a daily basis and we are processing transfer requests to or from the Client’s account within one business day.

Accurate records of transactions are kept and periodic statements are sent to the clients including among others, details of client’s account value, details on client’s transactions, any profits/losses occurred and applicable service fees.

Financial Instruments

For the above services the Company is licensed towards the below Financial Instruments:

i. Transferable securities;

ii. Money-market instruments;

iii. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash;

iv. Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event;

v. Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, a MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled;

vi. Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in point v. above and not being for commercial purposes, which have the characteristics of other derivative financial instruments;

vii. Financial contracts for differences.

 

Cross Border Services:

Smart-Trades is authorised to provide services in compliance with EU and local regulations to the following European Member States and non-EU Countries

Member State

Local Supervisory Authority

Austria

FMA – Finanzmarktaufsichtsbehörde

Belgium

FSMA (Autorité des services et marchés financiers)

Cyprus

CySEC – Cyprus Securities and Exchange Commission

Denmark

DFSA – Danish Financial Supervisory Authority

Finland

FIN-FSA Finanssivalvonta

France

AMF – Autorité des Marchés Financiers

Germany

BaFin – Bundesanstalt für Finanzdienstleistungsaufsicht

Ireland

CBI – Central Bank of Ireland

Italy

CONSOB – Commissione Nazionale per le Societa’ e la Borsa

Luxembourg

CSSF – Commission de Surveillance du Secteur Financier

Malta

MFSA – Malta Financial Service Authority

Norway

Finanstilsynet

Portugal

CMVM – Comissão do Mercado de Valores Mobiliários

Non-EU Country

Local Supervisory Authority

China

China Securities Regulatory Commission

Cambodia

Securities & Exchange Commission of Cambodia